Compliance Manager, based in Hong Kong
Lianhe Global
Ubicación de trabajo
Hong Kong
Estado de Empleo
Tiempo completo
Detalles de la oferta de trabajo
Company Description:
Lianhe Ratings Global Limited (“Lianhe Global”) was founded in 2017 and is a wholly-owned subsidiary of China Lianhe Credit Rating Co., Ltd., one of the most professional and largest credit rating agencies in China. Lianhe Global is a Chinese enterprise registered and headquartered in Hong Kong, mainly responsible for the international credit rating business of the entire Lianhe group. Lianhe Global is a Type 10 licensed corporation approved by the Hong Kong Securities and Futures Commission (“HKSFC”) to provide credit rating services.
Job Description:
- Oversee the general compliance and carry out regular and other necessary checks/investigations to ensure daily operations comply with the HKSFC regulations (and other regulatory requirements in different markets) and internal policies
- Formulate, review, and update internal manuals, policies, and procedures to ensure in compliance with rules and regulations of the HKSFC
- Responsible for advising the business and management on compliance matters
- Liaise with external lawyers to provide legal advice to the company
- Handle day to day HKSFC compliance related matters, license applications, and inquiries from regulators, and prepare related documents and filings
- Provide compliance training to staff
Requirements:
- Degree holder in finance, law or related majors is preferred
- More than 3 years of work experience as a General Compliance in a HKSFC licensed corporation - Familiar with rules and regulations of the HKSFC
- Have a good understanding of credit rating business with experience in three major international rating agencies is preferred
- Able to work independently, self-motivated with strong sense of responsibility and analytical mind
- Good command of spoken and written English and Chinese
